4.2: How Derivatives Affect the Shape of a Graph

Increasing/Decreasing Functions


A function is increasing on an interval $(a, b)$ if for any two numbers $x_1$ and $x_2$ in $(a, b)$, we have $f(x_1) < f(x_2)$ whenever $x_1 < x_2$.
A function is decreasing on an interval $(a, b)$ if for any two numbers $x_1, x_2 \in (a, b)$, we have $f(x_1) > f(x_2)$ whenever $x_1 < x_2$.

The derivative tells us exactly where a function is increasing and decreasing.

Increasing/Decreasing Test
  1. If $f'(x) > 0$ for $x \in (a, b)$ then $f$ is increasing on $(a, b)$.
  2. If $f'(x) < 0$ for $x \in (a, b)$ then $f$ is decreasing on $(a, b)$.

To use the I/D Test, first find critical numbers, then check signs of $f'(x)$ between critical numbers. This works since the derivative may change sign only when you move past a critical number.

Find intervals where $f(x) = x^2$ is increasing.
Determine the intervals where \[f(x) = x + \dfrac{1}{x}\] is increasing/decreasing.
Find where the function $f(x) = 3x^4 - 4x^3 - 12x^2 + 5$ is increasing or decreasing.

In the previous section we were concerned with finding absolute extrema. How about local extrema?

The First Derivative Test Suppose $c$ is a critical number of a continuous function $f$.
  1. If $f'$ changes from positive to negative at $c$, then $f$ has a local maximum at $c$.
  2. If $f'$ changes from negative to positive at $c$, then $f$ has a local minimum at $c$.
  3. If $f'$ changes doesn't change sign at $c$, then $f$ has no local maximum or minimum at $c$.

Using the First Derivative Test is the same method as the I/D Test. Just make sure the function is continuous.

Find the local minimum and local maximum values for the previous function.
Find the local minimum and local maximum values for the function $f(x) = x^4 - 4x^3$.

Concavity


The second derivative also tells us more information about a function.

A graph is concave up if all of the tangents lie below the graph. Alternatively, a graph is concave down if all of the tangents lie above the graph.
Concavity Test

Using the Concavity test is similar to the I/D Test.

  1. Find where $f''(x) = 0$ or $f''(x)$ does not exist (reason drawn in class).
  2. Create a sign diagram of $f''$.

Find the intervals of concavity for the function $f(x) = x^4 - 4x^3$.
Find the intervals of concavity for the function $f(x) = -x^4 + 2x^2 + 2$.

$f''(x)$ can also be used to find local minimums and maximums. The framework is similar to the First Derivative Test: find potential locations and test them.

Second Derivative Test
Suppose $f''(x)$ is continuous near $c$.
  1. If $f'(c) = 0$ and $f''(c) > 0$, then $f$ has a local minimum at $c$.
  2. If $f'(c) = 0$ and $f''(c) < 0$, then $f$ has a local maximum at $c$.
  3. If $f'(c) = 0$ and $f''(c) = 0$, the test is inconclusive.
Find all local minimums and maximums for the function $f(x) = x^4 - 4x^3$ using the Second Derivative Test.
Find all local minimums and maximums for the function $f(x) = -x^4 + 2x^2 + 2$ using the Second Derivative Test.